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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-16
NJ RA APPROVED 2021-06-23
  • TX RA
    APPROVED
    Since 2022-11-16
  • NJ RA
    APPROVED
    Since 2021-06-23

Branch Locations

25 Deforest Avenue Floor 3, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Summit NJ 04/2021 Present
Jpmorgan Securities Llc Summit NJ 04/2021 Present
Jpmorgan Chase Bank Na New York NY 10/2015 03/2021
  • 04/2021 → Present
    Jpmorgan Chase Bank Na
    Summit, NJ
  • 04/2021 → Present
    Jpmorgan Securities Llc
    Summit, NJ
  • 10/2015 → 03/2021
    Jpmorgan Chase Bank Na
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-22
  • S66 Uniform Combined State Law Examination
    2021-06-22
Other Names
  • Nicole Maria Bono

View on SEC IAPD

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