Basel Alwawi

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-04-28
TX	RA	APPROVED	2023-04-28

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	09/2019	04/2023
Morgan Stanley	Chicago	IL	01/2019	08/2019
Trulucks	Chicago	IL	08/2018	05/2019
Gc America, Inc.	Alsip	IL	01/2018	05/2018
Walgreens	Palos Hills	IL	04/2016	01/2018
Swanson, Martin & Bell	Chicago	IL	06/2018	08/2018
Unemployed	Palos Hills	IL	06/2017	12/2017
University Of Illinois At Chicago	Chicago	IL	01/2016	05/2020
Sanctuary Securities, Inc.	Chicago	IL	04/2023	Present
Sanctuary Advisors Llc	Chicago	IL	04/2023	Present

09/2019 → 04/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
01/2019 → 08/2019

Morgan Stanley

Chicago, IL
08/2018 → 05/2019

Trulucks

Chicago, IL
01/2018 → 05/2018

Gc America, Inc.

Alsip, IL
04/2016 → 01/2018

Walgreens

Palos Hills, IL
06/2018 → 08/2018

Swanson, Martin & Bell

Chicago, IL
06/2017 → 12/2017

Unemployed

Palos Hills, IL
01/2016 → 05/2020

University Of Illinois At Chicago

Chicago, IL
04/2023 → Present

Sanctuary Securities, Inc.

Chicago, IL
04/2023 → Present

Sanctuary Advisors Llc

Chicago, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-19

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