Brian W Suttle

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-10-20
TX	RA	APPROVED	2025-10-20

CA RA
APPROVED

Since 2025-10-20
TX RA
APPROVED

Since 2025-10-20

Branch Locations

Lake Forest, CA • United States

Rancho Santa Margarita, CA • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	01/2019	10/2025
Monterey Lighting Solutions	Ontario	CA	06/2016	09/2016
Ledvance	Wilmington	MA	10/2016	01/2019
Lpl Financial	Rancho Santa Margarita	CA	10/2025	Present

01/2019 → 10/2025

Edward Jones

St Louis, MO
06/2016 → 09/2016

Monterey Lighting Solutions

Ontario, CA
10/2016 → 01/2019

Ledvance

Wilmington, MA
10/2025 → Present

Lpl Financial

Rancho Santa Margarita, CA

Previous Registrations

2019-03-19 → 2025-10-21

Edward Jones

Mission Viejo, CA

St Louis, MO

Mission Viejo, CA

Mission Viejo, CA

Mission Viejo, CA

Mission Viejo, CA

St Louis, MO

Laguna Hills, CA

Other Businesses

1) 10/20/2025 - THORMAHLEN HOLDING COMPANY - Not Investment Related - Borrower of a Loan - At reported business location (s) - Start Date:09/01/2023. 2) 10/20/2025 - Suttle Wealth Strategies / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) / Start Date:09/12/2025 - 240 Hrs/Mth - 6.5 Hrs During Trading - 60 % time spent.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-03-16

S66 Uniform Combined State Law Examination

2019-03-16

Other Names

Brian William Suttle

View on SEC IAPD