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9933 Dupont Circle Drive West Suite 100, Fort Wayne, IN 46825 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-05-18 |
Branch Locations
9933 Dupont Circle Drive West Suite 100, Fort Wayne, IN 46825 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Fort Wayne | IN | 12/2018 | 11/2021 |
| Jpmorgan Chase Bank, N.A. | Fort Wayne | IN | 01/2017 | 12/2018 |
| Fort Wayne Diamondbacks / Diamond Baseball And Softball Academy | Fort Wayne | IN | 12/2008 | 12/2019 |
| Dick's Sporting Goods | Fort Wayne | IN | 05/2017 | 12/2017 |
| Mike's Carwash | Fort Wayne | IN | 06/2016 | 01/2017 |
| Ameriprise Financial Services, Llc | Fort Wayne | IN | 11/2021 | 05/2023 |
| Varsity Tutors | Indianapolis | IN | 09/2021 | 05/2023 |
| Compass Financial Advisors | Fort Wayne | IN | 05/2023 | Present |
| Ausdal Financial Partners | Fort Wayne | IN | 05/2023 | Present |
(1) OUTSIDE INSURANCE SALES; INVESTMENT RELATED; FORT WAYNE, IN; INSURANCE SALES; AGENT; ACTIVITY BEGAN MAY 2023; I DEVOTE APPX 5 HOURS PER MONTH TO THIS ACTIVITY WITH 5 OF THOSE HOURS DURING TRADING HOURS; SALE OF INSURANCE PRODUCTS TO CLIENTS. (2) NOTARY PUBLIC; NON-INVETMENT RELATED; FORT WAYNE, IN; NOTARY; ACTIVITY BEGAN MAY 2023; I DEVOTE 1 HOUR PER MONTH TO THIS ACTIVITY ALL DURING TRADING HOURS; NOTARIZE CLIENT DOCUMENTS WHEN NEEDED. (3) SCORE ASSOCIATION; NON INVESTMENT RELATED; FORT WAYNE, IN; PROVIDES FREE BUSINESS ADVICE ; VOLUNTEER AND MENTOR; ACTIVITY BEGAN AUGUST 2023; I DEVOTE APPX 10 HOURS PER MONTH TO THIS ACTIVITY WITH 5 OF THOSE HOURS DURING TRADING HOURS; ASSIST WITH COMMUNITY EVENTS AND MENTOR SMALL BUSINESS OWNERS IN FINANCIAL SERVICES AND INVESTMENTS. (4) WELLS COUNTY OTTERS SWIM CLUB; NOT INVESTMENT RELATED; OASSIN, IN; SWIM CLUB; BOARD MEMBER; ACTIVITY BEGAN 12/2023; I DEVOTE APPX 5 HOURS PER MONTH TO THIS ACTIVITY WITH NONE OF THOSE HOURS DURING TRADING HOURS; ATTEND BOARD MEETINGS. (5) JUNIOR ACHIEVEMENT; NOT INVESTMENT RELATED; BLUFFTON, IN; NON PROFIT TO INSPIRE TEENS; BOARD OF DIRECTOR POSITION; ACTIVITY BEGAN 09/2025; I DEVOTE APPX 4 HOURS PER MONTH TO THIS ACTIVITY WITH ALL OF THOSE HOURS DURING TRADING HOURS; BOARD OF DIRECTOR POSITION WITH A LOCAL CHAPTER OF JUNIOR ACHIEVEMENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-12 |
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