Best Investors Account Sign in
Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-07-02
MA RA APPROVED 2018-11-08
  • MI RA
    APPROVED
    Since 2019-07-02
  • MA RA
    APPROVED
    Since 2018-11-08

Branch Locations

Bloomfield Hills, MI • United States

200 Berkeley St., Boston, MA 02116-5022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Boston MA 06/2005 Present
John Hancock Funds, Llc Boston MA 01/2011 Present
John Hancock Advisers, Llc Boston MA 11/2018 Present
  • 06/2005 → Present
    John Hancock
    Boston, MA
  • 01/2011 → Present
    John Hancock Funds, Llc
    Boston, MA
  • 11/2018 → Present
    John Hancock Advisers, Llc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-26
S63 Uniform Securities Agent State Law Examination 2010-12-01
  • S66 Uniform Combined State Law Examination
    2017-09-26
  • S63 Uniform Securities Agent State Law Examination
    2010-12-01

View on SEC IAPD

More in Bloomfield Hills, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor