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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-09-19
IL RA APPROVED 2019-01-22
  • TN RA
    APPROVED
    Since 2023-09-19
  • IL RA
    APPROVED
    Since 2019-01-22

Branch Locations

5000 Meridian Blvd Suite 500, Franklin, TN 37067 • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wheaton College Wheaton IL 08/2015 05/2018
J. Crew Oakbrook IL 04/2018 07/2018
Lululemon Oakbrook IL 07/2018 10/2018
First Trust Portfolios L.P. Wheaton IL 10/2018 12/2018
First Trust Portfolios L.P. Wheaton IL 12/2018 Present
First Trust Advisors L.P. Wheaton IL 12/2018 Present
  • 08/2015 → 05/2018
    Wheaton College
    Wheaton, IL
  • 04/2018 → 07/2018
    J. Crew
    Oakbrook, IL
  • 07/2018 → 10/2018
    Lululemon
    Oakbrook, IL
  • 10/2018 → 12/2018
    First Trust Portfolios L.P.
    Wheaton, IL
  • 12/2018 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 12/2018 → Present
    Wheaton, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-18
  • S66 Uniform Combined State Law Examination
    2019-01-18
Other Names
  • Jake Lindquist

View on SEC IAPD

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