Lee Richard Slotnik

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-03-10
TN	RA	APPROVED	2019-03-26

TX RA
APPROVED

Since 2020-03-10
TN RA
APPROVED

Since 2019-03-26

Branch Locations

2000 Meridian Boulevard Suite 290, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Franklin	TN	01/2019	Present
Unemployed	Franklin	TN	12/2018	01/2019
International Business Machines	Franklin	TN	06/2011	11/2018
Morgan Stanley Private Bank, N.A.	New York	NY	03/2019	Present

01/2019 → Present

Morgan Stanley

Franklin, TN
12/2018 → 01/2019

Unemployed

Franklin, TN
06/2011 → 11/2018

International Business Machines

Franklin, TN
03/2019 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-03-21

S66 Uniform Combined State Law Examination

2019-03-21

View on SEC IAPD

Other Firms

SAGESPRING WEALTH PARTNERS

D.A. DAVIDSON & CO.

LPL FINANCIAL LLC

EQUITABLE ADVISORS, LLC

EFINANCIAL ALLIANCE, LLC

ARKADIOS WEALTH ADVISORS

Other Investors

Jeffrey Thomas Dobyns

LAURIE L SNIVELY

Dorothi Leigh Brown

Jessica Rose Colston

JEFFERY BRADFORD BOWLIN

JACOB CARL POWELL

Other Offices

SAGESPRING WEALTH PARTNERS · Franklin, TN

D.A. DAVIDSON & CO. · FRANKLIN, TN

LPL FINANCIAL LLC · FRANKLIN, TN

EQUITABLE ADVISORS, LLC · FRANKLIN, TN

ONEDIGITAL · Franklin, TN

ONEDIGITAL · FRANKLIN, TN

EDWARD JONES · FRANKLIN, TN

EFINANCIAL ALLIANCE, LLC · FRANKLIN, TN

More in Franklin, TN

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