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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-02 |
| TN | RA | APPROVED | 2024-04-17 |
Branch Locations
11242 Kingston Pike , Tn , Farragut, TN 37934 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sana Medical Llc | Oak Ridge | TN | 05/2017 | 09/2021 |
| Unemployed | Milwaukee | TN | 07/2016 | 12/2016 |
| Northwestern Mutual | Milwaukee | WI | 01/2019 | 06/2020 |
| Northwestern Mutual Investment Services, Llc | Knoxville | TN | 12/2018 | 06/2020 |
| Axa Advisors, Llc | New York | NY | 06/2020 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2020 | 04/2024 |
| J.P. Morgan Securities Llc | Farragut | TN | 04/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Farragut | TN | 04/2024 | Present |
| John Roberts | Milwaukee | TN | 01/2017 | 01/2019 |
| Equitable Financial Life Ins Co | Milwaukee | TN | 06/2020 | 04/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-25 |
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