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Current Employers
Robinhood Asset Management

85 Willow Road, Menlo Park, CA 94025 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-06-16
CA RA APPROVED 2025-04-01
  • CO RA
    APPROVED
    Since 2025-06-16
  • CA RA
    APPROVED
    Since 2025-04-01

Branch Locations

2373 15Th St Suite 300, Denver, CO 80202 • United States

85 Willow Road, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Jersey City NJ 03/2006 08/2019
E*Trade Capital Management Llc Jersey City NJ 11/2010 08/2019
E*Trade Securities Llc Jersey City NJ 08/2019 02/2020
E*Trade Capital Management Llc Jersey City NJ 08/2019 02/2020
E*Trade Securities Llc Jersey City NJ 02/2020 04/2024
E*Trade Capital Management Llc Jersey City NJ 02/2020 04/2024
Morgan Stanley Jersey City NJ 03/2023 04/2024
Morgan Stanley Jersey City NJ 09/2023 04/2024
Robinhood Markets, Inc. Menlo Park CA 11/2024 Present
Robinhood Asset Management, Llc Menlo Park CA 03/2025 Present
Self Employed Emerson NJ 02/1991 Present
  • 03/2006 → 08/2019
    E*Trade Securities Llc
    Jersey City, NJ
  • 11/2010 → 08/2019
    E*Trade Capital Management Llc
    Jersey City, NJ
  • 08/2019 → 02/2020
    E*Trade Securities Llc
    Jersey City, NJ
  • 08/2019 → 02/2020
    E*Trade Capital Management Llc
    Jersey City, NJ
  • 02/2020 → 04/2024
    E*Trade Securities Llc
    Jersey City, NJ
  • 02/2020 → 04/2024
    E*Trade Capital Management Llc
    Jersey City, NJ
  • 03/2023 → 04/2024
    Jersey City, NJ
  • 09/2023 → 04/2024
    Jersey City, NJ
  • 11/2024 → Present
    Robinhood Markets, Inc.
    Menlo Park, CA
  • 03/2025 → Present
    Robinhood Asset Management, Llc
    Menlo Park, CA
  • 02/1991 → Present
    Self Employed
    Emerson, NJ
Previous Registrations
  • 2023-09-05 → 2024-05-01
    Jersey City, NJ
  • 2010-11-01 → 2023-09-05
    Harrisdirect Llc
    Arlington, VA
    Jersey City, NJ
Other Businesses

Professional DJ/Music Producer | Non-investment related | New Jersey | Music Dj for all events and performances | Professional DJ and music Producer | Start date: 2/1996 | 4-5 hrs a week |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-29
S63 Uniform Securities Agent State Law Examination 2005-08-26
  • S66 Uniform Combined State Law Examination
    2010-10-29
  • S63 Uniform Securities Agent State Law Examination
    2005-08-26

View on SEC IAPD

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