Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-05
  • CA RA
    APPROVED
    Since 2025-09-05

Branch Locations

300 E. Esplanade Dr. 9Th Floor, Oxnard, CA 93036 • United States

Camarillo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brigham Young University Provo UT 08/2011 04/2017
Marcus & Millichap Real Estate Investment Services Ventura CA 10/2017 09/2018
U-Rent Inc Camarillo CA 09/2018 12/2018
Michael Drews Cpa Camarillo CA 01/2019 09/2023
Moon Apartments Provo UT 10/2015 05/2017
Avantax Investment Services, Inc. Camarillo CA 03/2019 09/2025
Brainstorm Inc American Fork UT 01/2017 06/2017
Unemployed Camarillo CA 06/2017 07/2017
Avanatax Advisory Services Camarillo CA 10/2020 09/2025
Franks & Associates Llc Oxnard CA 09/2023 Present
Cetera Wealth Services, Llc Oxnard CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 08/2011 → 04/2017
    Brigham Young University
    Provo, UT
  • 10/2017 → 09/2018
    Marcus & Millichap Real Estate Investment Services
    Ventura, CA
  • 09/2018 → 12/2018
    U-Rent Inc
    Camarillo, CA
  • 01/2019 → 09/2023
    Michael Drews Cpa
    Camarillo, CA
  • 10/2015 → 05/2017
    Moon Apartments
    Provo, UT
  • 03/2019 → 09/2025
    Avantax Investment Services, Inc.
    Camarillo, CA
  • 01/2017 → 06/2017
    Brainstorm Inc
    American Fork, UT
  • 06/2017 → 07/2017
    Unemployed
    Camarillo, CA
  • 10/2020 → 09/2025
    Avanatax Advisory Services
    Camarillo, CA
  • 09/2023 → Present
    Franks & Associates Llc
    Oxnard, CA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Oxnard, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-10-09 → 2025-09-05
    Avantax Advisory Services
    Camarillo, CA
    Dallas, TX
    Oxnard, CA
    Camarillo, CA
Other Businesses

1) FRANKS & ASSOCIATES LLC POSITION: President NATURE: This LLC has been established to purchase a client list from an existing tax preparation firm. There are about 200 individual tax returns, 45 business tax returns, and 25 trust tax returns. Occasional bookkeeping is performed. Tax projections and planning are an integral part of the business. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 09/26/2023 ADDRESS: 300 E Esplandade Dr, 9th Flr, Oxnard CA 93036, United States DESCRIPTION: Preparing individual tax returns Preparing entity tax returns Providing tax projections Following up on tax agency requests Providing administrative support to clients 2) Outside Business Activity Manager 06/09/2021 - 12:27 AM; DBA; NIR; 0; 01/01/2016; Michael Drews and Company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-10
  • S66 Uniform Combined State Law Examination
    2019-10-10

View on SEC IAPD

More in Oxnard, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor