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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-05 |
Branch Locations
300 E. Esplanade Dr. 9Th Floor, Oxnard, CA 93036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brigham Young University | Provo | UT | 08/2011 | 04/2017 |
| Marcus & Millichap Real Estate Investment Services | Ventura | CA | 10/2017 | 09/2018 |
| U-Rent Inc | Camarillo | CA | 09/2018 | 12/2018 |
| Michael Drews Cpa | Camarillo | CA | 01/2019 | 09/2023 |
| Moon Apartments | Provo | UT | 10/2015 | 05/2017 |
| Avantax Investment Services, Inc. | Camarillo | CA | 03/2019 | 09/2025 |
| Brainstorm Inc | American Fork | UT | 01/2017 | 06/2017 |
| Unemployed | Camarillo | CA | 06/2017 | 07/2017 |
| Avanatax Advisory Services | Camarillo | CA | 10/2020 | 09/2025 |
| Franks & Associates Llc | Oxnard | CA | 09/2023 | Present |
| Cetera Wealth Services, Llc | Oxnard | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) FRANKS & ASSOCIATES LLC POSITION: President NATURE: This LLC has been established to purchase a client list from an existing tax preparation firm. There are about 200 individual tax returns, 45 business tax returns, and 25 trust tax returns. Occasional bookkeeping is performed. Tax projections and planning are an integral part of the business. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 09/26/2023 ADDRESS: 300 E Esplandade Dr, 9th Flr, Oxnard CA 93036, United States DESCRIPTION: Preparing individual tax returns Preparing entity tax returns Providing tax projections Following up on tax agency requests Providing administrative support to clients 2) Outside Business Activity Manager 06/09/2021 - 12:27 AM; DBA; NIR; 0; 01/01/2016; Michael Drews and Company
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-10 |
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