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Randall Roman

Openarc Corporate Advisory, LLC

Atlanta, GA

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Current Employers
Openarc Corporate Advisory, Llc

3550 Peachtree Road Ne Floor 7, Atlanta, GA 30326 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-09-25
TX RA APPROVED 2025-09-24
  • GA RA
    APPROVED
    Since 2025-09-25
  • TX RA
    APPROVED
    Since 2025-09-24

Branch Locations

3550 Peachtree Road Ne Floor 7, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 05/2010 09/2025
Bank Of America, N.A. Atlanta GA 08/2014 09/2025
Openarc Corporate Advisory, Llc Atlanta GA 09/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-13
S63 Uniform Securities Agent State Law Examination 2007-10-01
  • S66 Uniform Combined State Law Examination
    2010-11-13
  • S63 Uniform Securities Agent State Law Examination
    2007-10-01
Other Names
  • Randall Roman Toledo
  • Randall Roman
  • Randall Romantoledo

View on SEC IAPD

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