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Nicholas Keith Lopez

Zacks Investment Management, Inc.

Chicago, IL

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Current Employers
Zacks Investment Management, Inc.

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-10-15
  • VA RA
    APPROVED
    Since 2021-10-15

Branch Locations

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2018 08/2021
Full Time Student- Virginia Tech Blacksburg VA 08/2015 05/2018
Henry County/Martinsville Ymca Martinsville VA 05/2016 09/2017
Henry County Public Schools Collinsville VA 07/2018 12/2018
Lbmz Securities, Inc. Chicago IL 02/2023 Present
Zacks Investment Management Chicago IL 10/2021 Present
  • 12/2018 → 08/2021
    Edward Jones
    St Louis, MO
  • 08/2015 → 05/2018
    Full Time Student- Virginia Tech
    Blacksburg, VA
  • 05/2016 → 09/2017
    Henry County/Martinsville Ymca
    Martinsville, VA
  • 07/2018 → 12/2018
    Henry County Public Schools
    Collinsville, VA
  • 02/2023 → Present
    Lbmz Securities, Inc.
    Chicago, IL
  • 10/2021 → Present
    Zacks Investment Management
    Chicago, IL
Previous Registrations
  • 2019-06-19 → 2021-08-05
    Edward Jones
    Ridgeway, VA
    St Louis, MO
    Ridgeway, VA
    St Louis, MO
    Tempe, AZ
    Maryland Heights, MO
    Roanoke, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-18
  • S66 Uniform Combined State Law Examination
    2019-06-18

View on SEC IAPD

Other Firms

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PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

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