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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-11
NY RA APPROVED 2022-02-07
NJ RA APPROVED 2019-05-15
  • CA RA
    APPROVED
    Since 2022-08-11
  • NY RA
    APPROVED
    Since 2022-02-07
  • NJ RA
    APPROVED
    Since 2019-05-15

Branch Locations

New York, NY • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwell Health New York NY 06/2017 08/2017
In The Know Experiences New York NY 06/2018 08/2018
Ubs Financial Services Inc Weehawken NJ 01/2019 Present
Boston University Boston MA 06/2015 12/2018
  • 06/2017 → 08/2017
    Northwell Health
    New York, NY
  • 06/2018 → 08/2018
    In The Know Experiences
    New York, NY
  • 01/2019 → Present
    Weehawken, NJ
  • 06/2015 → 12/2018
    Boston University
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-15
  • S66 Uniform Combined State Law Examination
    2019-05-15
Other Names
  • Lauren Rachel Srour

View on SEC IAPD

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