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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-02-19
TX RA APPROVED 2019-08-01
  • NY RA
    APPROVED
    Since 2021-02-19
  • TX RA
    APPROVED
    Since 2019-08-01

Branch Locations

1393 Veterans Memorial Highway Suite N214, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amazon Clear Brook VA 07/2018 12/2018
Wynkoop Llc. Southampton NY 07/2017 07/2017
First Tee Llc. Winchester VA 08/2012 12/2018
Lord Fairfax Community College Middletown VA 08/2013 05/2017
Bucknell University Lewisburg PA 08/2015 05/2018
Arkansas State University Jonesboro AR 08/2018 12/2021
Stifel Nicolaus & Co Inc Hauppauge NY 01/2019 05/2019
Stifel Nicolaus & Co Inc Hauppauge NY 05/2019 Present
  • 07/2018 → 12/2018
    Amazon
    Clear Brook, VA
  • 07/2017 → 07/2017
    Wynkoop Llc.
    Southampton, NY
  • 08/2012 → 12/2018
    First Tee Llc.
    Winchester, VA
  • 08/2013 → 05/2017
    Lord Fairfax Community College
    Middletown, VA
  • 08/2015 → 05/2018
    Bucknell University
    Lewisburg, PA
  • 08/2018 → 12/2021
    Arkansas State University
    Jonesboro, AR
  • 01/2019 → 05/2019
    Stifel Nicolaus & Co Inc
    Hauppauge, NY
  • 05/2019 → Present
    Stifel Nicolaus & Co Inc
    Hauppauge, NY
Other Businesses

1. Valley View Cottage, LLC; 14 Pinnacle Drive Port Jefferson NY 11777; The business hosts short-term rentals; LLC member; Coordinating with guests for their stays and light maintenance and landscaping work; 05/06/2025; 10 hrs/week; Not during security trading hours; Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-22
  • S66 Uniform Combined State Law Examination
    2019-03-22
Designations
Other Names
  • Bruce Keenan

View on SEC IAPD

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