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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-03-27
  • NV RA
    APPROVED
    Since 2025-03-27

Branch Locations

Las Vegas, NV • United States

8256 Garnet Canyon Lane, Las Vegas, NV 89129 • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 09/2019 09/2019
Bp Alaska Anchorage AK 07/2009 11/2018
Unemployed Las Vegas NV 11/2018 09/2019
First Command Financial Planning, Inc. Fort Worth TX 09/2019 11/2024
First Command Advisory Services, Inc. Fort Worth TX 09/2019 11/2024
First Command Insurance Services, Inc. Fort Worth TX 09/2019 11/2024
Unemployed Las Vegas NV 11/2024 03/2025
Lpl Enterprise Llc Las Vegas NV 03/2025 Present
  • 09/2019 → 09/2019
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 07/2009 → 11/2018
    Bp Alaska
    Anchorage, AK
  • 11/2018 → 09/2019
    Unemployed
    Las Vegas, NV
  • 09/2019 → 11/2024
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 09/2019 → 11/2024
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 09/2019 → 11/2024
    First Command Insurance Services, Inc.
    Fort Worth, TX
  • 11/2024 → 03/2025
    Unemployed
    Las Vegas, NV
  • 03/2025 → Present
    Las Vegas, NV
Previous Registrations
Other Businesses

1. 02/26/2025 - OSJ FOOD AID USA - Non-Profit Board Member - Non Inv Related - Las Vegas, NV - Start Date 01/22/2025 - 10hrs/MTH 2. 02/26/2025 - HobbyTown - Business Owner - Non Inv Related - St George, UT - Start Date 08/16/2017 - 24hrs/MTH 3. 02/26/2025 - Strategic Foundations LLC - DBA for LPL Business (entity for LPL business) - Inv Related - Las Vegas, NV - Start Date 02/12/2020 - 200hrs/MTH 4. 02/26/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Las Vegas, NV - Start Date 02/26/2025 - 160hrs/MTH 5. 02/26/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Las Vegas, NV - Start Date 02/26/2025 - 160hrs/MTH 6. 05/01/2025- Flippo for Nevada-Candidate for US Congress-Politics/ Government-Not inv related-At Las Vegas, NV-Start date 04/24/2025-10hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-12
  • S66 Uniform Combined State Law Examination
    2019-09-12

View on SEC IAPD

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