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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-11-12 |
| TX | RA | APPROVED | 2025-11-12 |
Branch Locations
1111 Northshore, Knoxville, TN 37919 • United States
6410 Poplar Avenue Suite 600, Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Tullahoma | TN | 06/2023 | 10/2025 |
| Ascend Federal Cu | Tullahoma | TN | 06/2023 | 10/2025 |
| Chapman & Rosnethal Title, Llc | Nashville | TN | 05/2016 | 12/2018 |
| Ubs Financial Services | Nashville | TN | 12/2018 | 06/2023 |
| Morgan Stanley | Knoxville | TN | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-12 |
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