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Ian G Shaw

Hsbc Securities (Usa) Inc.

New York, NY

New York City, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-20
  • NY RA
    APPROVED
    Since 2021-04-20

Branch Locations

66 Husdson Boulevard East, New York, NY 10001 • United States

66 Hudson Boulevard, New York City, NY 10001 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Technology & Services Usa New York NY 08/2014 Present
Hsbc Securities Usa Inc. New York NY 12/2018 Present
  • 08/2014 → Present
    Hsbc Technology & Services Usa
    New York, NY
  • 12/2018 → Present
    Hsbc Securities Usa Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-19
  • S66 Uniform Combined State Law Examination
    2021-04-19

View on SEC IAPD

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