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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2025-01-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Cody | WY | 12/2018 | 05/2021 |
| Wells Fargo Bank Na | Billings | MT | 10/2006 | 12/2018 |
| Osaic Wealth, Inc. | Butte | MT | 05/2021 | 01/2025 |
| Lpl Financial Llc | Powell | WY | 01/2025 | Present |
1 - 01/2025 - Real Estate Rental - Inv Related - WY 82420 - OBA Start Date: 12/01/2023. 2 - 01/2025 - AVANT-GARDE INVESTMENTS - DBA for LPL Business (entity for LPL business) - Inv Related - 120 Hours/Month - 40 Hours During Trading - At reported business location(s). 3 - 01/2025 - KIMBERLY PRENTISS INVESTMENTS LLC DBA AVANT-GARDE INVESTMENTS - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 120 Hours/Month - 40 Hours During Trading - WY 82435 - OBA Start Date: 10/25/2024.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-14 |
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