Silvia Elizabeth Hernandez

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-06-04
CA	RA	APPROVED	2021-02-05

TX RA
APPROVED_RES

Since 2026-06-04
CA RA
APPROVED

Since 2021-02-05

Branch Locations

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

1115 2Nd St, Brentwood, CA 94513 • United States

5859 Lone Tree Way Ste A, Antioch, CA 94531 • United States

1715 A St, Antioch, CA 94509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Antioch	CA	05/2011	Present
Wells Fargo Clearing Services Llc	Antioch	CA	12/2018	Present

05/2011 → Present

Wells Fargo Bank Na

Antioch, CA
12/2018 → Present

Wells Fargo Clearing Services Llc

Antioch, CA

Other Businesses

AMAZON; NOT INV RELATED; OAKLEY, CA; WAREHOUSE ASSOCIATE; START DATE 6/28/2024; 20 HOURS PER MONTH; 0 DURING TRADING; LOADING AND UNLOADING CARGO FROM VANS AND SORTING MERCHANDISE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-02-05
S63	Uniform Securities Agent State Law Examination	2019-04-16

S66 Uniform Combined State Law Examination

2021-02-05
S63 Uniform Securities Agent State Law Examination

2019-04-16

Other Names

Silvia Elizabeth Rosito Lu
Silvia E Lu
Silvia E Rosito

View on SEC IAPD