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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-27
WI RA APPROVED 2019-03-12
  • TX RA
    APPROVED
    Since 2019-03-27
  • WI RA
    APPROVED
    Since 2019-03-12

Branch Locations

833 E. Michigan Street Suite 1100, Milwaukee, WI 53202 • United States

Milwaukee, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Office Of The Comptroller Of The Currency Wauwatosa WI 06/2010 10/2018
Rbc Capital Markets, Llc. Milwaukee WI 12/2018 Present
City National Bank Milwaukee WI 05/2019 Present
  • 06/2010 → 10/2018
    Office Of The Comptroller Of The Currency
    Wauwatosa, WI
  • 12/2018 → Present
    Milwaukee, WI
  • 05/2019 → Present
    City National Bank
    Milwaukee, WI
Other Businesses

(1) Name: Personally owned duplex Address: 3156 S Adams Ave Milwaukee WI 53207 Business Description: Personally owned duplex Business is not investment related Projected Start Date: 09/18/20 Capacity: Owner - Active Duties Performed: Devoted to this OBA per Month: 0 Hours Devoted to this OBA during business hours: 0 (2) NAME OF ENTITY: CFA Society Milwaukee ADDRESS: 14845 San Marcos Dr, Brookfield, WI 53005 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Trade Association START DATE: Apr 28, 2026 CAPACITY: Director DUTIES: Looking to serve as a board member for the local chapter of the CFA Society. The applications are due 5/1/26. The responsibilities are as follows: You have an opportunity to enrich your volunteer experience with CFA Society Milwaukee by serving on the Board of Directors. In addition to shaping the mission to lead the investment profession locally, Board members can expand their professional network and learn new management skills. CFA Society Milwaukee is seeking candidates to serve as a Board of Director for 2027 fiscal year. Board of Directors Description All corporate powers shall be exercised by or under the authority of, and the business of the Society managed under the direction of, the Board, subject to the Bylaws, the Articles of Incorporation, and applicable law. The Board of Directors shall consist of the President, Vice President-Programming, Vice President-President Elect, Treasurer/Secretary, and the immediate past two (2) Presidents if available and willing to serve, and other regular members of the Society. The total number of directors constituting the whole Board of Directions shall be such a number as shall be fixed from time to time by the affirmative vote of the whole Board but in no event shall be the number less than seven (7) consisting of the four (4) officers and no less than three (3) non-officer directors. Only Regular Members In Good Standing are eligible for election and service as a Director. Directors shall be elected by vote of the Regular Members In Good Standing at the annual meeting of members for a term of 3 years commencing July 1. HOURS DEVOTED PER MONTH: 6 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-12
  • S66 Uniform Combined State Law Examination
    2019-03-12
Designations

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