Samuel Jacob Smith

Current Employers

Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2019-02-25

IL RA
APPROVED

Since 2019-02-25

Branch Locations

200 W. Madison Street Suite 2200, Chicago, IL 60606 • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Depaul University	Chicago	IL	09/2014	05/2018
Assetmark Financial Holdings, Inc.	Chicago	IL	10/2018	Present
The Club At Wynstone	North Barrington	IL	05/2009	12/2017
Old Crow Smokehouse	Chicago	IL	03/2018	10/2018
Assetmark Brokerage, Llc	Chicago	IL	11/2018	Present

09/2014 → 05/2018

Depaul University

Chicago, IL
10/2018 → Present

Assetmark Financial Holdings, Inc.

Chicago, IL
05/2009 → 12/2017

The Club At Wynstone

North Barrington, IL
03/2018 → 10/2018

Old Crow Smokehouse

Chicago, IL
11/2018 → Present

Assetmark Brokerage, Llc

Chicago, IL

Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 10/2018 - 160 HRS / MONTHLY, NATIONAL CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2019-12-02
S65	Uniform Investment Adviser Law Examination	2019-02-25

S63 Uniform Securities Agent State Law Examination

2019-12-02
S65 Uniform Investment Adviser Law Examination

2019-02-25

Other Names

Sam Jacob Smith

View on SEC IAPD

Current Employers

Assetmark, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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