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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-04
CA RA APPROVED 2024-02-09
  • TX RA
    APPROVED_RES
    Since 2024-03-04
  • CA RA
    APPROVED
    Since 2024-02-09

Branch Locations

3075A Hansen Way, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Fremont CA 07/2016 11/2018
Jpmorgan Chase Bank, N.A. Fremont CA 11/2018 06/2021
J.P. Morgan Securities Llc Fremont CA 11/2018 06/2021
Wells Fargo Clearing Services, Llc San Jose CA 07/2021 08/2022
Wells Fargo Bank, Na San Jose CA 07/2021 08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palo Alto CA 01/2024 Present
Unemployed Fremont CA 08/2022 06/2023
I Fly Young Chinese School Introduction Fremont CA 08/2023 12/2023
Bank Of America N.A. Palo Alto CA 02/2024 Present
  • 07/2016 → 11/2018
    Wells Fargo Bank, Na
    Fremont, CA
  • 11/2018 → 06/2021
    Jpmorgan Chase Bank, N.A.
    Fremont, CA
  • 11/2018 → 06/2021
    J.P. Morgan Securities Llc
    Fremont, CA
  • 07/2021 → 08/2022
    San Jose, CA
  • 07/2021 → 08/2022
    Wells Fargo Bank, Na
    San Jose, CA
  • 01/2024 → Present
    Palo Alto, CA
  • 08/2022 → 06/2023
    Unemployed
    Fremont, CA
  • 08/2023 → 12/2023
    I Fly Young Chinese School Introduction
    Fremont, CA
  • 02/2024 → Present
    Bank Of America N.A.
    Palo Alto, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-10
S63 Uniform Securities Agent State Law Examination 2019-04-12
  • S66 Uniform Combined State Law Examination
    2022-01-10
  • S63 Uniform Securities Agent State Law Examination
    2019-04-12
Other Names
  • Stella Lin
  • Chiayu Stella Lin
  • Chia-Yu Lin
  • Chia-Yu Stella Lin
  • Chiayu Lin

View on SEC IAPD

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