Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-04 |
| CA | RA | APPROVED | 2024-02-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Fremont | CA | 07/2016 | 11/2018 |
| Jpmorgan Chase Bank, N.A. | Fremont | CA | 11/2018 | 06/2021 |
| J.P. Morgan Securities Llc | Fremont | CA | 11/2018 | 06/2021 |
| Wells Fargo Clearing Services, Llc | San Jose | CA | 07/2021 | 08/2022 |
| Wells Fargo Bank, Na | San Jose | CA | 07/2021 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palo Alto | CA | 01/2024 | Present |
| Unemployed | Fremont | CA | 08/2022 | 06/2023 |
| I Fly Young Chinese School Introduction | Fremont | CA | 08/2023 | 12/2023 |
| Bank Of America N.A. | Palo Alto | CA | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-12 |
Reach out to this advisor