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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2023-02-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | South Portland | ME | 12/2018 | Present |
| Nylife Securities, Llc | South Portland | ME | 07/2019 | Present |
| Knights Of Columbus | New Haven | ME | 07/2015 | 11/2018 |
| Eagle Strategies Llc | Gardiner | ME | 02/2023 | Present |
| Top Flight Financial And Insurance Services | Gardiner | ME | 01/2025 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 1 W. Hill Rd., Gardiner, ME 04345; Start Date: 12/2018; Role/Title: Insurance Broker; Investment related; 50 hours per month; 8 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF TOP FLIGHT FINANCIAL AND INSURANCE SERVICES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (GARDINER, ME); START DATE: 01/2025]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-25 |
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