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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-12
  • TX RA
    APPROVED
    Since 2022-10-12

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Wylie, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Southlake TX 12/2018 12/2022
Bed Bath And Beyond Lewisville TX 10/2018 Present
Chipotle Mexican Grill Plano TX 10/2018 Present
Lyft Dallas-Fort Worth TX 02/2018 Present
Uber Dallas-Fort Worth TX 02/2018 Present
Lyft Hilo HI 04/2017 01/2018
Uber Hilo HI 04/2017 01/2018
Department Of Veterans Affairs Hilo HI 01/2014 12/2016
University Of Hawaii At Hilo Hilo HI 06/2013 12/2017
Charles Schwab & Co., Inc. Westlake TX 12/2022 Present
  • 12/2018 → 12/2022
    Td Ameritrade
    Southlake, TX
  • 10/2018 → Present
    Bed Bath And Beyond
    Lewisville, TX
  • 10/2018 → Present
    Chipotle Mexican Grill
    Plano, TX
  • 02/2018 → Present
    Lyft
    Dallas-Fort Worth, TX
  • 02/2018 → Present
    Uber
    Dallas-Fort Worth, TX
  • 04/2017 → 01/2018
    Lyft
    Hilo, HI
  • 04/2017 → 01/2018
    Uber
    Hilo, HI
  • 01/2014 → 12/2016
    Department Of Veterans Affairs
    Hilo, HI
  • 06/2013 → 12/2017
    University Of Hawaii At Hilo
    Hilo, HI
  • 12/2022 → Present
    Westlake, TX
Previous Registrations
  • 2022-06-29 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Southlake, TX
    Westlake, TX
  • 2020-01-02 → 2022-10-14
    Td Ameritrade, Inc.
    Westlake, TX
  • 2020-01-02 → 2021-02-22
    Td Ameritrade Investment Management, Llc
    Southlake, TX
Other Businesses

Name of Outside Business:Uber; Investment Related:No; Address of Outside Business:Dallas; Nature of Outside Business:Technology Services; Position:Driver; Start Date:2/5/2018; Hours per month: 10-20; Hours per month during securities trading hours: No; Description of Duties: Use app to acquire riders. Pick up riders. Navigate traffic. Deliver riders safely to destination. Provide superior customer service. Maintain vehicle. Maintain accountability of earnings, bonuses, and other tax-related items.Name of Outside Business:Lyft; Investment Related:No; Address of Outside Business:Dallas, TX; Nature of Outside Business:Technology Services; Position:Driver; Start Date:2/5/2018; Hours per month: 10-20; Hours per month during securities trading hours: No; Description of Duties: Use app to acquire riders. Pick up riders. Navigate traffic. Deliver riders safely to destination. Provide superior customer service. Maintain vehicle. Maintain accountability of earnings, bonuses, and other tax-related items.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-23
S63 Uniform Securities Agent State Law Examination 2019-04-12
  • S66 Uniform Combined State Law Examination
    2019-12-23
  • S63 Uniform Securities Agent State Law Examination
    2019-04-12

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