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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-12 |
Branch Locations
3000 Schwab Way, Westlake, TX 76262 • United States
Wylie, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Southlake | TX | 12/2018 | 12/2022 |
| Bed Bath And Beyond | Lewisville | TX | 10/2018 | Present |
| Chipotle Mexican Grill | Plano | TX | 10/2018 | Present |
| Lyft | Dallas-Fort Worth | TX | 02/2018 | Present |
| Uber | Dallas-Fort Worth | TX | 02/2018 | Present |
| Lyft | Hilo | HI | 04/2017 | 01/2018 |
| Uber | Hilo | HI | 04/2017 | 01/2018 |
| Department Of Veterans Affairs | Hilo | HI | 01/2014 | 12/2016 |
| University Of Hawaii At Hilo | Hilo | HI | 06/2013 | 12/2017 |
| Charles Schwab & Co., Inc. | Westlake | TX | 12/2022 | Present |
Name of Outside Business:Uber; Investment Related:No; Address of Outside Business:Dallas; Nature of Outside Business:Technology Services; Position:Driver; Start Date:2/5/2018; Hours per month: 10-20; Hours per month during securities trading hours: No; Description of Duties: Use app to acquire riders. Pick up riders. Navigate traffic. Deliver riders safely to destination. Provide superior customer service. Maintain vehicle. Maintain accountability of earnings, bonuses, and other tax-related items.Name of Outside Business:Lyft; Investment Related:No; Address of Outside Business:Dallas, TX; Nature of Outside Business:Technology Services; Position:Driver; Start Date:2/5/2018; Hours per month: 10-20; Hours per month during securities trading hours: No; Description of Duties: Use app to acquire riders. Pick up riders. Navigate traffic. Deliver riders safely to destination. Provide superior customer service. Maintain vehicle. Maintain accountability of earnings, bonuses, and other tax-related items.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-12 |
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