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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-20
NJ RA APPROVED 2021-10-25
TX RA APPROVED 2021-10-22
  • NY RA
    APPROVED
    Since 2022-04-20
  • NJ RA
    APPROVED
    Since 2021-10-25
  • TX RA
    APPROVED
    Since 2021-10-22

Branch Locations

Patchogue, NY • United States

1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Perry Ellis Monroe NY 05/2016 09/2016
Suny Rockland Suffern NY 09/2016 05/2018
Unemployed Long Branch NJ 05/2018 08/2018
Bruderman Asset Management Suffern NY 09/2018 10/2021
Ameriprise Financial Services Llc Saddle Brook NJ 10/2021 Present
Bruderman Brothers Llc Saddle Brook NJ 09/2018 10/2021
  • 05/2016 → 09/2016
    Perry Ellis
    Monroe, NY
  • 09/2016 → 05/2018
    Suny Rockland
    Suffern, NY
  • 05/2018 → 08/2018
    Unemployed
    Long Branch, NJ
  • 09/2018 → 10/2021
    Bruderman Asset Management
    Suffern, NY
  • 10/2021 → Present
    Saddle Brook, NJ
  • 09/2018 → 10/2021
    Bruderman Brothers Llc
    Saddle Brook, NJ
Previous Registrations
  • 2020-08-21 → 2021-10-28
    Gary Goldberg Planning Services
    Locust Valley, NY
Other Businesses

Real Estate Ownership; Single Family; 1836 Mepkin Road, D9, Charleston, SC, 29407; Investment-Related; 12/01/2023. Outside Employment; Certainty of the Uncertainty, LLC; Employee of legal entity; compensation received from an advisor owned entity established to manage the practice.; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-27
  • S66 Uniform Combined State Law Examination
    2019-08-27
Other Names
  • Nicholas Loehle
  • Nicholas J Loehle

View on SEC IAPD

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