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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-05-07 |
| CA | RA | APPROVED | 2019-03-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palo Alto | CA | 03/2013 | Present |
| Bank Of America, N.A. | Palo Alto | CA | 03/2013 | Present |
I*534272 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Palo Alto, California, 94303 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 10/1/2021 Number of hours devoted: 0 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I*8315 For profit or not for profit: Name of outside business organization: Qian Ma Investment related: Address of business: Redwood City, California 94061 Nature of business: , Position, title, association: , Start date of relationship: 5/28/2019 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: I*8313 For profit or not for profit: Name of outside business organization: Qian Ma Investment related: Address of business: Sunnyvale, California 94085 Nature of business: , Position, title, association: , Start date of relationship: 8/23/2016 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: I*8314 For profit or not for profit: Name of outside business organization: Qian Ma Investment related: Address of business: pittsburg, California 94565 Nature of business: , Position, title, association: , Start date of relationship: 6/21/2012 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: I*8312 For profit or not for profit: Name of outside business organization: Qian Ma Investment related: Address of business: mountain view, California 94041 Nature of business: , Position, title, association: , Start date of relationship: 5/8/2013 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-14 |
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