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Luzi Sommer

Ubs Financial Services Inc.

Coral Gables, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-07-16
  • FL RA
    APPROVED
    Since 2020-07-16

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 11/2018 Present
Ubs Asesores Mexico Mexico City 10/2017 11/2018
Ubs Asesores Mexico Mexico City 09/2013 09/2017
  • 11/2018 → Present
    Ubs Financial Services
    New York, NY
  • 10/2017 → 11/2018
    Ubs Asesores Mexico
    Mexico City
  • 09/2013 → 09/2017
    Ubs Asesores Mexico
    Mexico City
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-15
  • S66 Uniform Combined State Law Examination
    2020-07-15

View on SEC IAPD

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