Phillp T Hevener

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-05-16
PA	RA	APPROVED	2019-03-15

TX RA
APPROVED

Since 2019-05-16
PA RA
APPROVED

Since 2019-03-15

Branch Locations

300 Conshohocken State Rd, Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Radnor	PA	02/2016	Present
Bank Of America, N.A.	Radnor	PA	02/2016	Present

02/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Radnor, PA
02/2016 → Present

Bank Of America, N.A.

Radnor, PA

Other Businesses

I*119719 For profit or not for profit: For-Profit Organization Name of outside business organization: Shapes Ups Haircutting Investment related: No Address of business: Philadelphia, Pennsylvania 19115 Nature of business: LLC Position, title, association: Owner Start date of relationship: 6/1/2007 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: This is my brother's barbershop, and I helped him launch in in 2007. I invested in the entity and I am a member of the LLC, but I do not take any proceeds from it and have no day-to-day responsibilities.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-03-14

S66 Uniform Combined State Law Examination

2019-03-14

Other Names

Phillp Hevener
Phillip Hevener

View on SEC IAPD