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402 Central Street, Franklin, NH 03235 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-02-22 |
| NH | RA | APPROVED | 2019-01-27 |
Branch Locations
227 Chelmsford Street, Chelmsford, MA 01824 • United States
402 Central Street, Franklin, NH 03235 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tmmc Inc | Burlington | MA | 01/2012 | Present |
Mr. Pessotti is employed as an insurance agent for TMMC Inc. TMMC Inc. provides financial advice related to insurance products, but is not an investment-related business such as a broker-dealer or investment adviser. TMMC Inc. is located at 44 Sunset Drive, Burlington, MA 01803. Mr. Pessotti has worked at this business since January 2012. In this role, Mr. Pessotti assists and advises producers on fixed annuities and fixed life insurance products. Serving in this role provides a substantial source of Mr. Pessotti's income and involves a substantial amount of his time. He devotes approximately 150 hours per month or approximately 8 hours per day during typical securities trading hours (i.e., 9 am - 5 pm Monday through Friday) to TMMC Inc. Mr. Pessotti anticipates being able to devote his full attention to both Independence Financial Advisors, LLC and TMMC Inc. during the work day. Mr. Pessotti will always be available to assist either business; however, on any given day the percentage of time dedicated to each business will vary based on the needs of the business and Mr. Pessotti's clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-11 |
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