Thomas Andrew Lombardi

Current Employers

Intelligence Driven Advisers, Llc

2792 Gateway Road, Carlsbad, CA 92009 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-02-09

CA RA
APPROVED

Since 2026-02-09

Branch Locations

Santa Monica, CA • United States

2792 Gateway Road, Carlsbad, CA 92009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wave Financial Llc	Los Angeles	CA	10/2018	06/2020
Dna	Santa Monica	CA	08/2018	10/2018
Enterprise Ethereum Alliance	Boston	MA	02/2018	08/2018
Weplan Pbc	Santa Monica	CA	01/2016	02/2018
3Iq Asset Management	Vancouver		08/2020	08/2021
Pepperdine University	Malibu	CA	08/2021	Present

10/2018 → 06/2020

Wave Financial Llc

Los Angeles, CA
08/2018 → 10/2018

Dna

Santa Monica, CA
02/2018 → 08/2018

Enterprise Ethereum Alliance

Boston, MA
01/2016 → 02/2018

Weplan Pbc

Santa Monica, CA
08/2020 → 08/2021

3Iq Asset Management

Vancouver
08/2021 → Present

Pepperdine University

Malibu, CA

Previous Registrations

2018-12-19 → 2020-06-18

Wave Financial

Los Angeles, CA
2020-01-02 → 2020-06-11

Wave Digital Assets Llc

Los Angeles, CA

Other Businesses

1) Pepperdine University, Non-investment related, Malibu, CA, Professor of Finance, 08/2021 to Present, 140 hours/month during trading hours, Professor of Finance.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-03-30
S63	Uniform Securities Agent State Law Examination	2019-07-13

S65 Uniform Investment Adviser Law Examination

2023-03-30
S63 Uniform Securities Agent State Law Examination

2019-07-13

Other Names

Thomas Lombardi

View on SEC IAPD