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Current Employers
Colonial River Wealth Management Llc

340 Browns Hill Court, Midlothian, VA 23114 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-12-01
  • VA RA
    APPROVED
    Since 2023-12-01

Branch Locations

340 Browns Hill Court, Midlothian, VA 23114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2018 12/2023
Protorae Law, Llc Tysons Corner VA 12/2017 10/2018
Supreme Court Of Virginia Richmond VA 07/2014 12/2017
Lpl Financial Midlothian VA 12/2023 Present
Colonial River Wealth Management Llc Midlothian VA 12/2023 Present
Colonial Financial Services, Llc Midlothian VA 12/2023 Present
  • 12/2018 → 12/2023
    St Louis, MO
  • 12/2017 → 10/2018
    Protorae Law, Llc
    Tysons Corner, VA
  • 07/2014 → 12/2017
    Supreme Court Of Virginia
    Richmond, VA
  • 12/2023 → Present
    Lpl Financial
    Midlothian, VA
  • 12/2023 → Present
    Midlothian, VA
  • 12/2023 → Present
    Colonial Financial Services, Llc
    Midlothian, VA
Previous Registrations
  • 2019-02-05 → 2023-12-04
    Reston, VA
    St Louis, MO
    Chesterfield, VA
    North Chesterfield, VA
Other Businesses

1) LPL Financial LLC INVESTMENT RELATED: Yes ADDRESS: 340 Browns Hill Court, Midlothian, VA 23114 NATURE: Broker-Dealer POSITION: Registered Representative START DATE: 12/01/2023 HOURS: 20 TRADING HOURS: 20 DUTIES: Provide recommendations on commissionable transactions through LPL Financial 2) Colonial Financial Services, LLC INVESTMENT RELATED: No ADDRESS: 340 Browns Hill Court, Midlothian, VA 23114 NATURE: Insurance Sales POSITION: Insurance Agent START DATE: 12/01/2023 HOURS: 20 TRADING HOURS: 20 DUTIES: Provide insurance recommendations through Colonial River's affiliated insurance agency. 3) Brian Wotring Photography INVESTMENT RELATED: No ADDRESS: 1314 Walton Bluff Terrace, Midlothian, VA. 23114 NATURE: Photography POSITION: Photographer START DATE: 11/28/2014 HOURS: 5 TRADING HOURS: 0 4) 12/05/2023 - Colonial River Investments LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 12/1/2023 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services through Colonial River Investments LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-02
  • S66 Uniform Combined State Law Examination
    2019-02-02

View on SEC IAPD

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