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340 Browns Hill Court, Midlothian, VA 23114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 12/2018 | 12/2023 |
| Protorae Law, Llc | Tysons Corner | VA | 12/2017 | 10/2018 |
| Supreme Court Of Virginia | Richmond | VA | 07/2014 | 12/2017 |
| Lpl Financial | Midlothian | VA | 12/2023 | Present |
| Colonial River Wealth Management Llc | Midlothian | VA | 12/2023 | Present |
| Colonial Financial Services, Llc | Midlothian | VA | 12/2023 | Present |
1) LPL Financial LLC INVESTMENT RELATED: Yes ADDRESS: 340 Browns Hill Court, Midlothian, VA 23114 NATURE: Broker-Dealer POSITION: Registered Representative START DATE: 12/01/2023 HOURS: 20 TRADING HOURS: 20 DUTIES: Provide recommendations on commissionable transactions through LPL Financial 2) Colonial Financial Services, LLC INVESTMENT RELATED: No ADDRESS: 340 Browns Hill Court, Midlothian, VA 23114 NATURE: Insurance Sales POSITION: Insurance Agent START DATE: 12/01/2023 HOURS: 20 TRADING HOURS: 20 DUTIES: Provide insurance recommendations through Colonial River's affiliated insurance agency. 3) Brian Wotring Photography INVESTMENT RELATED: No ADDRESS: 1314 Walton Bluff Terrace, Midlothian, VA. 23114 NATURE: Photography POSITION: Photographer START DATE: 11/28/2014 HOURS: 5 TRADING HOURS: 0 4) 12/05/2023 - Colonial River Investments LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 12/1/2023 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services through Colonial River Investments LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-02 |
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