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David Lawrence Freeman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Palo Alto, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-10
  • CA RA
    APPROVED
    Since 2022-11-10

Branch Locations

One Bryant Park Pbig - New York, New York, NY 10036 • United States

3075A Hansen Way, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palo Alto CA 11/2018 Present
Ferguson Law Group, Inc. San Jose CA 08/2018 11/2018
University Of California Santa Cruz, Silicon Valley Extention Santa Clara CA 01/2017 11/2018
Dayton Law Firm, P.C. San Jose CA 11/2012 07/2018
  • 11/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Palo Alto, CA
  • 08/2018 → 11/2018
    Ferguson Law Group, Inc.
    San Jose, CA
  • 01/2017 → 11/2018
    University Of California Santa Cruz, Silicon Valley Extention
    Santa Clara, CA
  • 11/2012 → 07/2018
    Dayton Law Firm, P.C.
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-29
  • S66 Uniform Combined State Law Examination
    2022-10-29
Other Names
  • David Freeman

View on SEC IAPD

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