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Peter Brotherton

J.P. Morgan Securities LLC

Los Angeles, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-17
TX RA APPROVED 2024-01-17
  • CA RA
    APPROVED
    Since 2024-01-17
  • TX RA
    APPROVED
    Since 2024-01-17

Branch Locations

2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gideon Strategic Partners Santa Moncia CA 08/2018 09/2022
Alan Siegel Entertainment West Hollywood CA 01/2018 05/2018
Verve Talent And Literary Agency Los Angeles CA 05/2017 12/2017
Gogreen Auto Spa Century City CA 05/2018 11/2018
Chapman University Orange CA 09/2016 05/2017
M Holdings Securities, Inc. Portland OR 11/2018 01/2020
First Republic Securities Company, Llc Los Angeles CA 09/2022 09/2023
First Republic Investment Management, Inc Los Angeles CA 09/2022 Present
J.P. Morgan Securities Llc Los Angeles CA 09/2023 Present
Jp Morgan Chase Bank, N.A. Los Angeles CA 10/2023 Present
  • 08/2018 → 09/2022
    Gideon Strategic Partners
    Santa Moncia, CA
  • 01/2018 → 05/2018
    Alan Siegel Entertainment
    West Hollywood, CA
  • 05/2017 → 12/2017
    Verve Talent And Literary Agency
    Los Angeles, CA
  • 05/2018 → 11/2018
    Gogreen Auto Spa
    Century City, CA
  • 09/2016 → 05/2017
    Chapman University
    Orange, CA
  • 11/2018 → 01/2020
    M Holdings Securities, Inc.
    Portland, OR
  • 09/2022 → 09/2023
    First Republic Securities Company, Llc
    Los Angeles, CA
  • 09/2022 → Present
    First Republic Investment Management, Inc
    Los Angeles, CA
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    Los Angeles, CA
  • 10/2023 → Present
    Jp Morgan Chase Bank, N.A.
    Los Angeles, CA
Previous Registrations
  • 2023-04-18 → 2025-03-20
    J.P. Morgan Private Wealth Advisors Llc
    Los Angeles, CA
  • 2019-03-12 → 2020-01-16
    M Holdings Securities, Inc.
    Santa Monica, CA
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-17
  • S66 Uniform Combined State Law Examination
    2023-04-17
Other Names
  • Peter Brotherton
  • Peter Nels Brotherton

View on SEC IAPD

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Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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