Paul Allen Smallwood

Current Employers

Employment History

• 09/2008 → Present
  Smallwood & Company, Cpa, Pllc
  Traverse City, MI
• 04/2019 → 07/2023
  Fsc Securities Corp
  Traverse City, MI
• 07/2023 → Present
  Lpl Financial Llc
  Traverse City, MI
• 07/2023 → Present
  Gateway Wealth Partners, Llc
  Traverse City, MI

Previous Registrations

• 2019-05-29 → 2023-07-25
  Fsc Securities Corporation
  Traverse City, MI

Other Businesses

1) Gateway Financial Partners, LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s). 2) Smallwood & Company, CPAPLLC; Inv. Related; address - Traverse City, Michigan; Nature - Practice of Certified Public Accountants; Relationship - Shareholder; Start date 09/22/2008; Hours per Month Devoted - 140 hrs per month; Hours per Month Devoted Dring Securities Trading Hours - 140 hrs per month; Duties - Tax compliance, planning and advisor services, management consulting, accounting, bookkeeping, payroll services to individuals and businesses. 3) 08/02/2023 - Gateway Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid- IAR - Start Date 6/26/2023 - 160 Hours Per Month/ 8 Hours During Trading - Time Spent 100% - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 06/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-02-01
• S63 Uniform Securities Agent State Law Examination
  2019-01-31

Designations

Other Names

• Paul Smallwood