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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-05-18 |
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2015-11-03 |
Branch Locations
55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States
Fair Haven, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | New York | NY | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*683197- Fair Haven Community Baseball; Investment related: No; Fair Haven, New Jersey; Recreation; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 03/2026; During business hours: 0; After business hours: 10; Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-29 |
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