James William Gray

Northwestern Mutual Investment Services, LLC

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Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2020-11-19

NJ RA
APPROVED

Since 2020-11-19

Branch Locations

1 Northwestern Blvd, Albany, NY 12211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Albany Beverage	Guilderland	NY	02/2015	09/2016
Western Turnpike Golf Course	Guilderland	NY	03/2015	09/2018
Northwestern Mutual Life Insurance Company	Albany	NY	01/2019	04/2019
Kjm Landscaping	Latham	NY	06/2018	08/2019
Northwestern Mutual Investment Services Llc	Albany	NY	05/2020	Present
Christopher Nuss	Albany	NY	07/2019	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	04/2021	Present
Tj Popolizio	Albany	NY	10/2023	Present

02/2015 → 09/2016

Albany Beverage

Guilderland, NY
03/2015 → 09/2018

Western Turnpike Golf Course

Guilderland, NY
01/2019 → 04/2019

Northwestern Mutual Life Insurance Company

Albany, NY
06/2018 → 08/2019

Kjm Landscaping

Latham, NY
05/2020 → Present

Northwestern Mutual Investment Services Llc

Albany, NY
07/2019 → Present

Christopher Nuss

Albany, NY
04/2021 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI
10/2023 → Present

Tj Popolizio

Albany, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-17

S66 Uniform Combined State Law Examination

2020-11-17

Other Names

James William Gray
Jim Gray

View on SEC IAPD

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