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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-07-28 |
Branch Locations
8000 S Chester Street Suite 325, Englewood, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co. | Broomfield | CO | 11/2018 | 05/2020 |
| Capstone Colorado | Denver | CO | 05/2020 | 01/2021 |
| Donyati Llc | Centennial | CO | 02/2018 | 11/2018 |
| Prokarma | Omaha | NE | 03/2017 | 10/2017 |
| Cognizant | Denver | CO | 09/2016 | 03/2017 |
| New York Life | Denver | CO | 11/2017 | 02/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2021 | 11/2023 |
| Northwestern Mutual Investment Services Llc | Denver | CO | 03/2021 | 11/2023 |
| Mml Investors Services Llc | Denver | CO | 06/2020 | 12/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2021 | 11/2023 |
| Guardian Life Insurance Company | Greenwood Village | CO | 07/2023 | 07/2025 |
| Park Avenue Securities | Greenwood Village | CO | 11/2023 | 07/2025 |
| Guardian Life Insurance Company | Denver | CO | 06/2024 | 07/2025 |
| Park Avenue Securities | Denver | CO | 06/2024 | 07/2025 |
| Lpl Enterprise Llc | Englewood | CO | 07/2025 | Present |
1. 07/18/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Denver, CO - Start Date 07/18/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 07/18/2025 - K RICHARD ENGEL N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Denver, CO - Start Date 07/18/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 07/18/2025 - LRWKRE I - Business Entity For Tax/Investment Purposes Only - NOT INV REL - Denver, CO - Start Date 06/12/2006 - 20 HRS/MO | 0 HRS/MO DURING TRADING 4. 07/18/2025 - Univ of Colorado - Teacher Paid by School or University - INV REL - Boulder, CO - Start Date 08/10/2023 - 20 HRS/MO | 0 HRS/MO DURING TRADING 5. 07/18/2025 - LRWKRE I - Real Estate Rental - INV REL - Denver, CO - Start Date 07/01/2006 - 4 HRS/MO | 0 HRS/MO DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-10-01 |
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