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Kent Richard Engel

LPl Enterprise, LLC

Englewood, CO

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-07-28
  • CO RA
    APPROVED
    Since 2025-07-28

Branch Locations

8000 S Chester Street Suite 325, Englewood, CO 80112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co. Broomfield CO 11/2018 05/2020
Capstone Colorado Denver CO 05/2020 01/2021
Donyati Llc Centennial CO 02/2018 11/2018
Prokarma Omaha NE 03/2017 10/2017
Cognizant Denver CO 09/2016 03/2017
New York Life Denver CO 11/2017 02/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2021 11/2023
Northwestern Mutual Investment Services Llc Denver CO 03/2021 11/2023
Mml Investors Services Llc Denver CO 06/2020 12/2020
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2021 11/2023
Guardian Life Insurance Company Greenwood Village CO 07/2023 07/2025
Park Avenue Securities Greenwood Village CO 11/2023 07/2025
Guardian Life Insurance Company Denver CO 06/2024 07/2025
Park Avenue Securities Denver CO 06/2024 07/2025
Lpl Enterprise Llc Englewood CO 07/2025 Present
  • 11/2018 → 05/2020
    New York Life Insurance Co.
    Broomfield, CO
  • 05/2020 → 01/2021
    Capstone Colorado
    Denver, CO
  • 02/2018 → 11/2018
    Donyati Llc
    Centennial, CO
  • 03/2017 → 10/2017
    Prokarma
    Omaha, NE
  • 09/2016 → 03/2017
    Cognizant
    Denver, CO
  • 11/2017 → 02/2018
    New York Life
    Denver, CO
  • 03/2021 → 11/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2021 → 11/2023
    Northwestern Mutual Investment Services Llc
    Denver, CO
  • 06/2020 → 12/2020
    Denver, CO
  • 06/2021 → 11/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2023 → 07/2025
    Guardian Life Insurance Company
    Greenwood Village, CO
  • 11/2023 → 07/2025
    Park Avenue Securities
    Greenwood Village, CO
  • 06/2024 → 07/2025
    Guardian Life Insurance Company
    Denver, CO
  • 06/2024 → 07/2025
    Park Avenue Securities
    Denver, CO
  • 07/2025 → Present
    Englewood, CO
Previous Registrations
Other Businesses

1. 07/18/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Denver, CO - Start Date 07/18/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 07/18/2025 - K RICHARD ENGEL N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Denver, CO - Start Date 07/18/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 07/18/2025 - LRWKRE I - Business Entity For Tax/Investment Purposes Only - NOT INV REL - Denver, CO - Start Date 06/12/2006 - 20 HRS/MO | 0 HRS/MO DURING TRADING 4. 07/18/2025 - Univ of Colorado - Teacher Paid by School or University - INV REL - Boulder, CO - Start Date 08/10/2023 - 20 HRS/MO | 0 HRS/MO DURING TRADING 5. 07/18/2025 - LRWKRE I - Real Estate Rental - INV REL - Denver, CO - Start Date 07/01/2006 - 4 HRS/MO | 0 HRS/MO DURING TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-10-01
  • S63 Uniform Securities Agent State Law Examination
    2020-10-01
Designations
Other Names
  • K Richard Engel

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