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Anthony V Sambrato

Mml Investors Services, LLC

Saddle Brook, NJ

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-06-19
  • NJ RA
    APPROVED
    Since 2025-06-19

Branch Locations

250 Pehle Ave Suite 405, Saddle Brook, NJ 07663-5832 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Berkley Heights NJ 07/2015 10/2020
Usi Consulting Group Glastonbury CT 05/2022 05/2025
Usi Securities, Inc. Glastonbury CT 05/2022 05/2025
Wealth By Design Paramus NJ 10/2020 05/2022
Lincoln Financial Advisors Corporation Paramus NJ 10/2020 05/2022
Mml Investors Services, Llc Saddle Brook NJ 06/2025 Present
Massmutual Life Insurance Co Saddle Brook NJ 06/2025 Present
  • 07/2015 → 10/2020
    Valic Financial Advisors, Inc.
    Berkley Heights, NJ
  • 05/2022 → 05/2025
    Usi Consulting Group
    Glastonbury, CT
  • 05/2022 → 05/2025
    Usi Securities, Inc.
    Glastonbury, CT
  • 10/2020 → 05/2022
    Wealth By Design
    Paramus, NJ
  • 10/2020 → 05/2022
    Lincoln Financial Advisors Corporation
    Paramus, NJ
  • 06/2025 → Present
    Mml Investors Services, Llc
    Saddle Brook, NJ
  • 06/2025 → Present
    Massmutual Life Insurance Co
    Saddle Brook, NJ
Previous Registrations
  • 2022-06-15 → 2025-06-02
    Usi Securities, Inc.
    Florham Park, NJ
    Florham Park, NJ
    Glastonbury, CT
  • 2020-10-27 → 2022-05-16
    Osaic Fa, Inc.
    Paramus, NJ
  • 2015-12-02 → 2020-10-23
    Valic Financial Advisors, Inc.
    Berkeley Heights, NJ
    Berkeley Heights, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-24
S63 Uniform Securities Agent State Law Examination 2005-04-06
  • S65 Uniform Investment Adviser Law Examination
    2015-11-24
  • S63 Uniform Securities Agent State Law Examination
    2005-04-06
Designations
Other Names
  • Anthony Vincent Sambrato

View on SEC IAPD

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