Taryn D Simm

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2025-07-15
TX	RA	APPROVED	2025-07-15

TN RA
APPROVED

Since 2025-07-15
TX RA
APPROVED

Since 2025-07-15

Branch Locations

Nashville, TN • United States

3102 West End Avenue Suite 500, Nashville, TN 37203-6017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Nashville	TN	11/2018	Present
Rating Dynamics	Tallahassee	FL	02/2017	05/2018
Florida State University	Tallahassee	FL	08/2014	05/2018
Vinz Wining And Dining	Vero Beach	FL	10/2013	11/2018
Morgan Stanley Private Bank, N.A.	New York	NY	02/2019	Present
Ubs Securities Llc	Nashville	TN	07/2025	Present

11/2018 → Present

Morgan Stanley

Nashville, TN
02/2017 → 05/2018

Rating Dynamics

Tallahassee, FL
08/2014 → 05/2018

Florida State University

Tallahassee, FL
10/2013 → 11/2018

Vinz Wining And Dining

Vero Beach, FL
02/2019 → Present

Morgan Stanley Private Bank, N.A.

New York, NY
07/2025 → Present

Ubs Securities Llc

Nashville, TN

Previous Registrations

2019-02-05 → 2025-07-17

Morgan Stanley

Vero Beach, FL

Nashville, TN

Stuart, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-02-02

S66 Uniform Combined State Law Examination

2019-02-02

View on SEC IAPD

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