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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-19 |
| CA | RA | APPROVED | 2020-08-06 |
Branch Locations
2175 N. California Blvd. Suite 405, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ruth's Chris Steak House | Walnut Creek | CA | 06/2018 | 09/2019 |
| Unemployed | Walnut Creek | CA | 09/2019 | 10/2019 |
| Axa-Advisors, Llc | New York | NY | 10/2019 | 06/2020 |
| Moraga Country Club | Moraga | CA | 07/2016 | 08/2018 |
| Saint Mary's College Of California | Moraga | CA | 08/2015 | 08/2019 |
| Equitable Advisors, Llc | New York | NY | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-13 |
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