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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-02-17
  • MD RA
    APPROVED
    Since 2026-02-17

Branch Locations

Rockville, MD • United States

2101 Gaither Road Suite 600, Rockville, MD 20850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Vienna VA 02/2019 02/2024
New York Life Insurance Company Vienna VA 12/2018 02/2024
Unemployed Rockville MD 06/2018 11/2018
Surf Communication Solutions, Inc. Arlington MA 05/2017 06/2018
Nice, Inc. Hoboken NJ 03/2006 05/2017
Eagle Strategies Llc Leesburg VA 11/2022 02/2024
Pruco Securities, Llc Vienna VA 02/2024 11/2024
The Prudential Insurance Company Of America Vienna VA 02/2024 02/2026
Lpl Enterprise, Llc Columbia MD 11/2024 02/2026
Cetera Wealth Services, Llc El Segundo CA 02/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2026 Present
  • 02/2019 → 02/2024
    Nylife Securities Llc
    Vienna, VA
  • 12/2018 → 02/2024
    New York Life Insurance Company
    Vienna, VA
  • 06/2018 → 11/2018
    Unemployed
    Rockville, MD
  • 05/2017 → 06/2018
    Surf Communication Solutions, Inc.
    Arlington, MA
  • 03/2006 → 05/2017
    Nice, Inc.
    Hoboken, NJ
  • 11/2022 → 02/2024
    Leesburg, VA
  • 02/2024 → 11/2024
    Vienna, VA
  • 02/2024 → 02/2026
    The Prudential Insurance Company Of America
    Vienna, VA
  • 11/2024 → 02/2026
    Columbia, MD
  • 02/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2026 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 11/2018 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: RENTAL PROPERTY INVESTMENT RELATED: NO ADDRESS: 3857 28TH AVE, TEMPLE HILLS, MD NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 06/2020 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: .2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: LANDLORD DUTIES 3. NAME OF OTHER BUSINESS: FINANCIAL ADVANTAGE ASSOCIATES, INC. INVESTMENT RELATED: YES ADDRESS: 2101 GAITHER ROAD ROCKVILLE, MD 20850 NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 4. NAME OF OTHER BUSINESS: RENTAL PROPERTY INVESTMENT RELATED: NO ADDRESS: 2818 IVERSON STREET, TEMPLE HILLS, MD NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 06/2020 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: .2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: LANDLORD DUTIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-28
S63 Uniform Securities Agent State Law Examination 2019-06-12
  • S65 Uniform Investment Adviser Law Examination
    2021-09-28
  • S63 Uniform Securities Agent State Law Examination
    2019-06-12
Designations
Other Names
  • Diamond Chaflawee

View on SEC IAPD

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