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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-24 |
Branch Locations
715 Discovery Boulevard, Cedar Park, TX 78613 • United States
Leander, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Austin | TX | 03/2019 | 05/2021 |
| Nfp | Austin | TX | 12/2017 | 04/2018 |
| Adp | Irvine | CA | 08/2011 | 11/2017 |
| Charles Schwab & Co., Inc. | Austin | TX | 11/2018 | 01/2019 |
| Mercer / Marsh & Mclennan | Austin | TX | 02/2019 | 03/2019 |
| Unemployed | Leander | TX | 04/2018 | 10/2018 |
| Thrivent Investment Management Inc | Cedar Park | TX | 06/2021 | Present |
| Thrivent Financial | Appleton | WI | 08/2021 | 09/2021 |
| Thrivent Financial | Appleton | WI | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-29 |
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