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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-24
  • TX RA
    APPROVED
    Since 2021-06-24

Branch Locations

715 Discovery Boulevard, Cedar Park, TX 78613 • United States

Leander, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Austin TX 03/2019 05/2021
Nfp Austin TX 12/2017 04/2018
Adp Irvine CA 08/2011 11/2017
Charles Schwab & Co., Inc. Austin TX 11/2018 01/2019
Mercer / Marsh & Mclennan Austin TX 02/2019 03/2019
Unemployed Leander TX 04/2018 10/2018
Thrivent Investment Management Inc Cedar Park TX 06/2021 Present
Thrivent Financial Appleton WI 08/2021 09/2021
Thrivent Financial Appleton WI 09/2021 Present
  • 03/2019 → 05/2021
    Charles Schwab & Co., Inc.
    Austin, TX
  • 12/2017 → 04/2018
    Nfp
    Austin, TX
  • 08/2011 → 11/2017
    Adp
    Irvine, CA
  • 11/2018 → 01/2019
    Charles Schwab & Co., Inc.
    Austin, TX
  • 02/2019 → 03/2019
    Mercer / Marsh & Mclennan
    Austin, TX
  • 04/2018 → 10/2018
    Unemployed
    Leander, TX
  • 06/2021 → Present
    Cedar Park, TX
  • 08/2021 → 09/2021
    Thrivent Financial
    Appleton, WI
  • 09/2021 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-23
S63 Uniform Securities Agent State Law Examination 2019-07-29
  • S66 Uniform Combined State Law Examination
    2021-06-23
  • S63 Uniform Securities Agent State Law Examination
    2019-07-29

View on SEC IAPD

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