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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-07
CT RA APPROVED 2019-03-06
  • TX RA
    APPROVED
    Since 2019-05-07
  • CT RA
    APPROVED
    Since 2019-03-06

Branch Locations

Somerville, MA • United States

100 Federal St Pbig - Boston Private Wealth Ctr, Boston, MA 02110 • United States

100 Federal St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 11/2018 Present
U.S. Trust, Bank Of America Na Boston MA 05/2013 11/2018
Bank Of America, N.A. Boston MA 01/2019 Present
Other Businesses

I*3638269, Entity Type: Entity Charitable, Name of OBA: Explo, Address: Norwood, Massachusetts, 02062, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 01/25/2026, No Hours: 40 Monthly, No Hours during Trading: 1 Monthly, Duties: General duties of a non-profit board of director. Providing oversight and strategic guidance. No specific committees on this board. They create summer programs for students as well as consulting for teachers.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-05
  • S66 Uniform Combined State Law Examination
    2019-03-05
Other Names
  • Nicole Mcconaghy

View on SEC IAPD

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