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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc | St Louis | MO | 10/2018 | 06/2024 |
| Tyler/Longview Valet Services | Shreveport | LA | 11/2011 | 05/2020 |
| Charles Schwab & Co., Inc. | St Louis | MO | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2020-11-16 |
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