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600 University Park Place Suite 501, Birmingham, AL 35209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-12-15 |
Branch Locations
450 Alaskan Way S Suite 500, Seattle, WA 98104 • United States
600 University Park Place Suite 501, Birmingham, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lockton Retirement Services | Dallas | TX | 10/2018 | 06/2020 |
| Jimmy Johns | Farmer's Branch | TX | 09/2018 | 10/2018 |
| Rc Booting | Rexburg | ID | 03/2018 | 07/2018 |
| Artco | Rexbrug | ID | 11/2016 | 12/2016 |
| Ft Worth Brain And Spince Institute | Ft Worth | TX | 04/2015 | 09/2017 |
| Student | Rexbrug | ID | 09/2017 | 01/2018 |
| Research And Business Development Center (Rbdc) | Rexbrug | ID | 01/2018 | 04/2018 |
| The Retirement Solution Inc. | Redmond | WA | 06/2020 | 09/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2022 | 11/2025 |
| Cetera Advisors Llc | Greenwood Village | CO | 09/2022 | 11/2025 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 09/2022 | 11/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 09/2022 | 11/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 11/2025 |
| Waverly Advisors, Llc | Birmingham | AL | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-06-08 |
| S65 | Uniform Investment Adviser Law Examination | 2019-11-04 |
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