Inactive

John Robert Neal

Stone Loft Wealth Management LLC

West Chester, PA

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Current Employers

Stone Loft Wealth Management Llc

West Chester, PA • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-08-01

PA RA
APPROVED

Since 2025-08-01

Branch Locations

West Chester, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services, Inc.	New York	NY	10/2011	03/2018
The Vanguard Group, Inc.	Malvern	PA	04/2018	Present
Stone Loft Wealth Management Llc	Chester	PA	08/2025	Present

10/2011 → 03/2018

Ubs Financial Services, Inc.

New York, NY
04/2018 → Present

The Vanguard Group, Inc.

Malvern, PA
08/2025 → Present

Stone Loft Wealth Management Llc

Chester, PA

Previous Registrations

2018-04-12 → 2025-08-15

Vanguard Advisers, Inc.

Malvern, PA
2011-10-25 → 2018-03-27

Ubs Financial Services Inc.

Weehawken, NJ

New York, NY
2009-06-01 → 2011-10-26

Morgan Stanley

Purchase, NY
2007-12-12 → 2009-06-01

Citigroup Global Markets Inc.

Warren, NJ

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-06

S66 Uniform Combined State Law Examination

2007-07-06

Other Names

John R Neal
John Neal

View on SEC IAPD

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