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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-06 |
Branch Locations
2650 Mission St Suite 205, San Marino, CA 91108 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 11/2018 | 12/2020 |
| Jpmorgan Securities, Llc. | Los Angeles | CA | 11/2018 | 12/2020 |
| Ellison Technologies, Inc. | Santa Fe Springs | CA | 04/2015 | 08/2017 |
| Northern Trust | San Diego | CA | 08/2017 | 11/2018 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 12/2020 | 04/2026 |
| Wealth Enhancement Group | San Marino | CA | 04/2026 | Present |
| Wealth Enhancement Advisory Services | San Marino | CA | 04/2026 | Present |
| Wealth Enhancement Brokerage Services | San Marino | CA | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-22 |
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