Donald B Brown

Current Employers

Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-28

NY RA
APPROVED

Since 2021-10-28

Branch Locations

Rochester, NY • United States

706 East Ave., Rochester, NY 14607 • United States

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capitol Securities Management	Rochester	NY	05/2013	Present
Rochester Wealth Management	Rochester	NY	05/2013	Present
Insurance Brokerage Agencies	Rochester	NY	03/2007	Present
Global Life Of Ny	Liverpool	NY	10/2014	Present

05/2013 → Present

Capitol Securities Management

Rochester, NY
05/2013 → Present

Rochester Wealth Management

Rochester, NY
03/2007 → Present

Insurance Brokerage Agencies

Rochester, NY
10/2014 → Present

Global Life Of Ny

Liverpool, NY

Other Businesses

1) Name of Business: Insurance Brokerage Agencies Investment-related: Yes Address: 36 West Main Street Ste 700 Rochester, NY. 585.451.5064. Nature of the other business: Marketing and sale of fixed life insurance. Position, title, or relationship with the other business: Agent Start date: Ongoing since 2007 Approximate number of hours/month you devote to the other business: 6 Approximate # of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: Licensed marketing and sale of fixed life insurance products. 2) Doing Business As: Rochester Wealth Management Investment-related: Yes Address: 706 EAST AVE ROCHESTER NY, 14607 3) Name of Business: Global Life of NY Investment-related: Yes Address: 1020 7th North Street Suite 130 Liverpool, NY. 13088. Nature of the other business: Marketing & Sales of Medicare Supplement Insurance. Position, title, or relationship with the other business: Agent Start date: Will begin activity 10/15/14 Approximate number of hours/month you devote to the other business: 5-10 Approximate # of hours/month you devote to the other business during securities trading hours: 2 Describe your duties relating to the other business: Meeting with Medicare Participants regarding supplement policies available and selling supplemental coverage

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-06-10

S66 Uniform Combined State Law Examination

2005-06-10

Other Names

Donald Brown
Donald B. Brown

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