Mark Vincent Obrzut

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-05-17
TX	RA	APPROVED_RES	2023-11-27
IN	RA	APPROVED	2018-08-08

NC RA
APPROVED

Since 2024-05-17
TX RA
APPROVED_RES

Since 2023-11-27
IN RA
APPROVED

Since 2018-08-08

Branch Locations

Wilmington, NC • United States

11611 N Meridian St Ste 600, Carmel, IN 46032-7118 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Carmel	IN	10/2012	08/2018
Raymond James & Associates	Indianapolis	IN	08/2018	Present

10/2012 → 08/2018

J.P. Morgan Securities Llc

Carmel, IN
08/2018 → Present

Raymond James & Associates

Indianapolis, IN

Previous Registrations

2012-10-01 → 2018-08-15

J.P. Morgan Securities Llc

Carmel, IN
2008-02-06 → 2012-10-01

Chase Investment Services Corp.

Carmel, IN

Carmel, IN

Westfield, IN
2007-05-17 → 2008-01-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indianapolis, IN
2007-04-02 → 2007-05-22

Morgan Stanley & Co. Llc

Indianapolis, IN
2006-08-22 → 2007-04-02

Morgan Stanley Dw Inc.

Indianapolis, IN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-08-21

S66 Uniform Combined State Law Examination

2006-08-21