Annie Dolan Mclaughlin

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MT	RA	APPROVED	2026-01-08
PA	RA	APPROVED	2026-01-07

MT RA
APPROVED

Since 2026-01-08
PA RA
APPROVED

Since 2026-01-07

Branch Locations

Livingston, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hill House Home	New York	NY	09/2018	11/2018
Winston Art Group	New York	NY	01/2018	09/2018
Sotheby's Institute Of Art	New York	NY	09/2016	04/2018
Citi	New York	NY	11/2018	04/2024
Lpl Financial	Livingston	MT	01/2026	Present
Total Retirement Management Solution, Ltd	Livingston	MT	01/2025	Present
Unemployed	Livingston	MT	04/2024	01/2025

09/2018 → 11/2018

Hill House Home

New York, NY
01/2018 → 09/2018

Winston Art Group

New York, NY
09/2016 → 04/2018

Sotheby's Institute Of Art

New York, NY
11/2018 → 04/2024

Citi

New York, NY
01/2026 → Present

Lpl Financial

Livingston, MT
01/2025 → Present

Total Retirement Management Solution, Ltd

Livingston, MT
04/2024 → 01/2025

Unemployed

Livingston, MT

Previous Registrations

2019-06-25 → 2024-05-03

Citigroup Global Markets Inc.

New York, NY

Tampa, FL

New York, NY

New York, NY

Tampa, FL

Other Businesses

1)12/18/2025 - Total Retirement Management Solution, LTD - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)12/18/2025 - Annie McLaughlin - Business Owner - Inc Rel - Lincoln University, PA - Start: 12/2025 - 10 Hr/Mth - -

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-06-18

S66 Uniform Combined State Law Examination

2019-06-18

View on SEC IAPD